INSIGHT // 68 Cross-Border

Three Regimes, One Supply Chain: Life Sciences Due Diligence Under the CSDDD, the LkSG and the Swiss NUFG

Abstract: A pharmaceutical or medical-device group with a German subsidiary, a Swiss subsidiary and EU sales above EUR 1.5 billion answers to three supply-chain due-diligence regimes that disagree on who is caught, how far down the chain the duty runs, who enforces it and whether anyone can sue. The three are the EU's CSDDD as narrowed by the Omnibus I Directive, Germany's LkSG in legislative retreat, and Switzerland's existing OR duties with the NUFG counter-proposal behind them.
Plain Language Summary

This article examines how three sets of rules on supply-chain human-rights and environmental due diligence reach pharmaceutical, biotech and medical-device groups headquartered in the United States or Switzerland. The EU's Corporate Sustainability Due Diligence Directive (CSDDD), narrowed by the Omnibus I Directive of February 2026, obliges very large companies, including non-EU companies with large EU sales, to identify and address adverse impacts in their chains of activities from July 2029. Germany's Lieferkettensorgfaltspflichtengesetz (LkSG) already applies to companies with at least 1,000 employees in Germany, while the German government has proposed to remove its reporting duty and most of its fines. Switzerland is not an EU member. It already imposes reporting duties and conflict-minerals and child-labor due diligence under the Obligationenrecht (OR), and it has put a broader law, the Bundesgesetz über die nachhaltige Unternehmensführung (NUFG), out for consultation as a counter-proposal to a popular initiative. The article describes where the three regimes overlap, where they diverge on scope, depth, enforcement and liability, and why compliance with one does not establish compliance with the others.

Table of Contents
  1. From Import Ban to Conduct Duty: What the CSDDD Became in 2026
  2. What a Chain of Activities Reaches in a Pharmaceutical Supply Chain
  3. Germany's LkSG: A Law in Retreat That Still Applies
  4. Switzerland: Duties That Already Apply, and the NUFG on the Table
  5. Strategic Considerations

US life-sciences groups carry a settled model of supply-chain human-rights law, and it is a customs model. Section 307 of the Tariff Act of 1930 bars goods made with forced labor at the port. The Uyghur Forced Labor Prevention Act turns that bar into a rebuttable presumption for anything made wholly or in part in Xinjiang, and section 1502 of the Dodd-Frank Act asks issuers to disclose their conflict-minerals due diligence to the SEC.119 U.S.C. § 1307; Uyghur Forced Labor Prevention Act, Pub. L. No. 117-78, § 3; 15 U.S.C. § 78m(p). The state acts at the border or through the annual report, and the exposure is a detained shipment or a deficient filing. Europe has built something else. The EU's Corporate Sustainability Due Diligence Directive, narrowed in February 2026 by the Omnibus I Directive, imposes an affirmative duty of conduct on the company itself, supervised by an administrative authority, sanctioned on group turnover and backed by national tort law. Germany already runs a version of that model and is dismantling parts of it. Switzerland, which is not an EU Member State, already runs a narrower one and put a much wider draft out for consultation in April 2026. A pharmaceutical or medical-device group with a German subsidiary, a Swiss subsidiary and EU sales above the new threshold is inside all three. The three do not agree on who is caught, how far down the chain the duty runs, who enforces it, or whether anyone can sue.

1. From Import Ban to Conduct Duty: What the CSDDD Became in 2026

The CSDDD, Directive (EU) 2024/1760, has been in force since July 2024 and has been amended twice before applying to anyone. The stop-the-clock directive of April 2025 moved its dates by a year. The Omnibus I Directive, Directive (EU) 2026/470, published in the Official Journal on 26 February 2026 and in force since 18 March 2026, rewrote its scope. Art. 2(1)(a) CSDDD as amended reaches EU companies with more than 5,000 employees and a net worldwide turnover above EUR 1.5 billion, and Art. 2(1)(b) CSDDD reaches the ultimate parent of a group that meets those figures on a consolidated basis. Art. 2(2)(a) CSDDD reaches a company formed under the law of a third country, the United States or Switzerland included, if it generated a net turnover above EUR 1.5 billion in the Union in the financial year preceding the last financial year, and Art. 2(2)(b) CSDDD reaches the ultimate parent of a group that did so on a consolidated basis. Art. 2(5) CSDDD requires the condition to be met in two consecutive financial years.2Directive (EU) 2024/1760 (CSDDD), as amended: Art. 2, Art. 3(1)(f) and (g), Art. 5(1), Art. 6(1), Art. 23, Art. 24(3), Art. 37(1). The thresholds were 1,000 employees and EUR 450 million until March 2026. The Omnibus recital that raised them says the directive can best achieve its objectives as regards the very largest companies.3Directive (EU) 2025/794 (stop-the-clock), Art. 2; Directive (EU) 2026/470 (Omnibus I), recitals 37, 41, 49, Art. 4 to Art. 6. For a US group the employee count is irrelevant and the only question is EU revenue, measured in an accounting year that is not the last one, over two years, at group level. Which entity in the group is the company, and whose financial years the count runs on, are the first two questions, and the directive's answers stop at the words ultimate parent and consolidated basis.

What the directive then asks of that company is conduct, not disclosure. The actions Art. 5(1) CSDDD lists are integrating due diligence into policies and risk management, identifying and assessing actual and potential adverse impacts, preventing and mitigating potential ones, bringing actual ones to an end, remediating, engaging with stakeholders, running a notification mechanism and complaints procedure, monitoring, and publishing an annual statement. Art. 25 CSDDD gives a national supervisory authority the power to order the company to cease conduct, to refrain from repetition and to provide remediation, and to impose penalties. Art. 27(4) CSDDD as amended requires Member States to set the maximum pecuniary penalty at 3 % of net worldwide turnover, calculated at the level of the ultimate parent where the parent is the company in scope. The original text had set that figure as a floor, not a ceiling. The maximum was to be not less than 5 %. Penalty decisions are published for at least five years under Art. 27(5) CSDDD.4CSDDD (n 2), Art. 25(5), Art. 27(4) as amended (3 % cap; originally a floor of not less than 5 %), Art. 27(5), Art. 36(2). A third-country company must designate an authorized representative in a Member State under Art. 23 CSDDD. Its supervisory authority is, under Art. 24(3) CSDDD, that of the Member State where it has a branch or, failing one or with several, where it generated most of its EU turnover. None of this has an equivalent in section 307. The EU's actual counterpart to the US import ban is a different instrument, Regulation (EU) 2024/3015, which prohibits products made with forced labor on the Union market and applies from 14 December 2027.5Regulation (EU) 2024/3015 (forced labour products), Art. 3, Art. 39. A group that maps the CSDDD onto its UFLPA program has mapped the wrong instrument.

The one thing the Omnibus removed outright is the part US counsel would have recognized. The original Art. 29(1) CSDDD created an EU-wide civil liability of the company for damage caused by an intentional or negligent failure to prevent or end adverse impacts. Art. 29(7) CSDDD required the transposing rules to be of overriding mandatory application where the law governing the claim was not that of a Member State. Both are deleted. Five paragraphs remain, and three of them matter here. Under Art. 29(2) CSDDD as amended, where a company is held liable under national law for damage caused by a failure to comply with the directive's requirements, the injured person has a right to full compensation. Art. 29(3) CSDDD keeps the five-year minimum limitation period, the rule that the cost of proceedings must not be prohibitively expensive and the court's power to order disclosure of evidence in the company's control. Art. 29(4) CSDDD adds that a company which used industry initiatives, third-party verification or contractual clauses may nevertheless be held liable in accordance with national law.6CSDDD (n 2), Art. 29 as amended; Omnibus I (n 3), recital 49; Regulation (EC) No 864/2007 (Rome II), Art. 4(1), Art. 7, Art. 16. The Omnibus recital explains that the Union-wide regime was removed to better achieve subsidiarity, and adds that nothing stops a Member State from declaring its own transposing rules overriding mandatory provisions under the Rome II Regulation. Liability has not been abolished. It has been relocated to twenty-seven tort systems and to a choice-of-law rule under which a claim in an EU court for harm at an Indian production site is governed, under Art. 4(1) Rome II, by the law of the place where the damage occurred, unless the claimant elects the law of the place of the causal event for environmental damage under Art. 7 Rome II or the forum applies its own overriding mandatory rules under Art. 16 Rome II. Which Member States take up the recital's invitation decides whether the deletion means anything, and none had at publication.

The regime most US groups have actually read, the German one, is being dismantled. The one they have not read already applies in Switzerland. And the one they are waiting for has become smaller in scope and larger in what it leaves to national law.

2. What a Chain of Activities Reaches in a Pharmaceutical Supply Chain

The directive does not use the word supply chain. Art. 3(1)(g) CSDDD defines a chain of activities upstream as the activities of business partners related to the production of goods or the provision of services by the company, including the design, extraction, sourcing, manufacture, transport, storage and supply of raw materials, products or parts of products and the development of the product or the service. Downstream it covers the activities of business partners related to the distribution, transport and storage of the company's product where the partners carry out those activities for the company or on behalf of the company. Art. 3(1)(f) CSDDD then divides partners into direct ones, with which the company has a commercial agreement, and indirect ones, which perform related business operations without one.2 For a pharmaceutical group the upstream limb is the whole of the manufacturing map, meaning the active-ingredient and intermediate sites, the contract manufacturers, the excipient, glass and packaging suppliers, and the logistics providers that move material between them. The geography of that map, and how much of it sits in a small number of Asian sites, is examined in Insight 36. The downstream limb is narrower and turns on a phrase. A contract-logistics provider warehousing finished product for the company is inside it. A wholesaler that buys the product and resells it in its own name is, on the text, distributing for itself. Where a distribution agreement sits on that line is a drafting question with a regulatory answer.

What the company must look for in that chain is set by the Annex, and the Annex is longer than the forced-labor and child-labor prohibitions a US program is built around. Part I of the Annex CSDDD lists, among others, the right to just and favorable conditions of work including a living wage, the prohibitions of child labor and of forced labor, freedom of association, and, in point 15, the prohibition of causing any measurable environmental degradation, such as water pollution or excessive water consumption, that harms a person's health or denies access to safe drinking water. Part II opens with the obligation to avoid adverse impacts on biological diversity, interpreted in line with the Nagoya Protocol on access to genetic resources and benefit-sharing.7CSDDD (n 2), Annex Part I points 6, 9 to 11, 13 and 15, Part II point 1, Art. 3(1)(b); Regulation (EU) No 511/2014, Art. 4(1). Each of those has a life-sciences address. Point 15 describes an antibiotic-manufacturing effluent problem without naming it. The Nagoya obligation already binds EU users of genetic resources directly under Art. 4(1) of Regulation (EU) No 511/2014, but the CSDDD turns it into something the group must look for in its partners' operations as well as its own. That is a different exercise for a biotech whose strains came in through a dozen collaborations. Whether an environmental impact counts at all is defined by Art. 3(1)(b) CSDDD by reference to those Annex provisions and to the national legislation linked to the instruments listed there, so the standard is partly the law of the place where the supplier sits.

How deep the company must look is where the Omnibus did its most consequential drafting. Art. 8(2) CSDDD as amended prescribes two steps. The first is a scoping exercise, based solely on reasonably available information, to identify the areas across the company's own operations, its subsidiaries and, where related to its chain of activities, its business partners where adverse impacts are most likely to occur and to be most severe. The second is an in-depth assessment of those areas only. Art. 8(2a) CSDDD adds a rule about the questionnaire itself. The company may request information from business partners only where that information is necessary and, in the case of partners with fewer than 5,000 employees, only when the information cannot reasonably be obtained by other means. Where impacts are equally likely or equally severe in several areas, the company may prioritize assessing those involving direct partners. The risk factors it must weigh under Art. 3(1)(u) CSDDD include whether the partner is not itself a company covered by the directive or by a comparable mandatory due diligence law.8CSDDD (n 2), Art. 8(2), (2a) and (3), Art. 3(1)(u), Art. 9(4), Art. 10(2)(b) and (e), (5) and (6), Art. 11(7), Art. 12, Art. 15, Art. 18, Art. 19(3). An active-ingredient supplier with 800 employees in Hyderabad is below that line, and so is any contract manufacturer short of the largest. The provision was written to protect such suppliers from a trickle-down of questionnaires. Its effect on the group is that the information it is least entitled to ask for concerns the site where the impact is most likely. Whether a supplier audit commissioned for GMP purposes is information reasonably obtainable by other means, and therefore a reason the group may not ask, is not a question the text answers.

What the company must then do is calibrated against leverage rather than results. Art. 10(2)(b) CSDDD asks it to seek contractual assurances from a direct partner that the partner will comply with the company's code of conduct and prevention plan, including by establishing corresponding assurances from its own partners to the extent their activities are part of the company's chain of activities. Art. 10(5) CSDDD requires those assurances to be accompanied by measures to verify compliance, with the company bearing the cost of independent third-party verification where the counterparty is an SME. Where impacts cannot be prevented, Art. 10(6) CSDDD as amended makes the company, as a last resort, refrain from new or extended relationships, suspend the relationship where the governing law entitles it to, and adopt an enhanced prevention plan. Member States must write an option to suspend into contracts governed by their laws, and before suspending the company must assess whether the suspension would be manifestly more severe than the impact it addresses. The original text's duty to terminate the relationship where the impact was severe and the enhanced plan had failed is gone. Art. 9(4) CSDDD adds that not having addressed a less significant impact, where prioritization was done under that article, does not expose the company to penalties.8 For a pharmaceutical group the suspension clause and the supply obligations it already carries under medicines law point in opposite directions. The sole-source active-ingredient site is precisely the one where an adverse impact cannot be met by moving the order. The Commission's model contractual clauses under Art. 18 CSDDD and its general guidelines under Art. 19(3) CSDDD are due by 26 July 2027. As of publication neither existed, so every supplier code redrafted in 2026 was drafted against a text whose guidance had not been written.

Three due-diligence regimes reaching one life-sciences supply chain Three panels around a small central box. The left panel, EU CSDDD as amended by the Omnibus I Directive, lists Art. 2, 3(1)(g), 8, 27(4), 29 and 37, a threshold of more than 5,000 employees and EUR 1.5 billion turnover, or EUR 1.5 billion of EU turnover for a non-EU company, a chain of activities covering upstream partners in full and downstream partners acting for the company, an information cap for partners with fewer than 5,000 employees, a national supervisor with fines capped at 3 percent of turnover, the deletion of the EU-wide liability regime with national tort law and Rome II in its place, and application from 26 July 2029 after transposition by 26 July 2028. The right panel, Germany's LkSG, lists § 1, § 2(5) to (8), § 3(3), § 9(3) and § 24, a threshold of 1,000 employees in Germany through a seat or a branch, duties covering the company's own business and direct suppliers with indirect suppliers on substantiated knowledge, BAFA's announcement of October 2025 that reports go unreviewed and fines follow only serious breaches, Bill 21/2474 deleting the reporting duty and leaving four offenses while not enacted at publication, and the exclusion of civil liability under the Act. The bottom panel, Switzerland, lists Art. 964a to 964c and 964j to 964l OR, Art. 325ter StGB and the draft NUFG, the reporting duty from 500 full-time positions and the conflict-minerals and child-labor due diligence that apply today, the draft's threshold of more than 5,000 full-time positions and CHF 1.5 billion covering about thirty companies, and the draft's supervisor with power to order reorganization, a sanction of up to 3 percent and a rule making Swiss law applicable. The central box, connected to all three panels, reads one group, one supplier code, three answers. Three due-diligence regimes, one life-sciences supply chain EU CSDDD, as amended by Omnibus I (2026) Art. 2, 3(1)(g), 8, 27(4), 29, 37 CSDDD More than 5,000 employees and EUR 1.5 bn turnover; non-EU company: EUR 1.5 bn of EU turnover Chain of activities: upstream in full, downstream only where partners act for the company In-depth assessment; information cap for partners with fewer than 5,000 employees National supervisor; fines capped at 3 % of turnover EU-wide liability deleted; applies from 26 Jul 2029 Germany, LkSG (in force since 2023) § 1, § 2(5) to (8), § 3(3), § 9(3), § 24 LkSG 1,000 employees in Germany, through a seat or a registered branch Own business and direct suppliers; indirect suppliers only on substantiated knowledge BAFA since Oct 2025: reports unreviewed, fines only for serious breaches Bill 21/2474: reporting deleted, four offenses left; no civil liability under the Act One group one supplier code three answers Switzerland: OR today, NUFG in consultation Art. 964a to 964c, 964j to 964l OR; Art. 325ter StGB; VE-NUFG Today: reporting from 500 full-time positions; conflict-minerals and child-labor due diligence for any Swiss company in scope Draft: more than 5,000 full-time positions and CHF 1.5 bn, about thirty companies; supervisor may order reorganization
Regulatory regimes reaching the supply chain of one life-sciences group with EU sales, a German subsidiary and a Swiss subsidiary. Shown are the EU CSDDD as amended by the Omnibus I Directive, the German LkSG in force and as proposed to be amended, and Swiss law as it stands under the OR and as proposed in the NUFG draft put out for consultation on 2 April 2026.

3. Germany's LkSG: A Law in Retreat That Still Applies

Germany did not wait for the directive. The LkSG has applied since 1 January 2023 and reaches, since 1 January 2024, any company with its seat, head office or principal place of business in Germany that employs at least 1,000 people there, as well as, under § 1(1) LkSG, a foreign company with a registered branch in Germany and 1,000 employees there. Within a group, § 1(3) LkSG attributes the German employees of every group company to the German parent. A US or Swiss group is therefore inside the Act through its German subsidiary, and the supply chain the Act examines is that subsidiary's. Under § 2(5) to (8) LkSG the supply chain covers every step at home and abroad from raw-material extraction to delivery to the end customer. It splits into the company's own business area, its direct suppliers, meaning contract partners whose supplies are necessary for the product, and its indirect suppliers, meaning everyone else whose supplies are. The consequence is easy to miss. A US parent that supplies active ingredient to its own German subsidiary is that subsidiary's direct supplier, and the subsidiary's § 5 risk analysis is owed in respect of the parent. § 3(3) LkSG states in terms that a breach of the Act's duties grounds no civil liability, while leaving liability founded independently of the Act untouched. § 9(3) LkSG extends the duties to indirect suppliers only where the company has substantiated knowledge of a possible breach. § 24 LkSG backs the duties with fines of up to EUR 800,000 and, for companies with average annual turnover above EUR 400 million, up to 2 % of that turnover for failures to take remedial action or to implement a remediation concept. § 22 LkSG adds exclusion from public procurement for up to three years once a fine at or above the thresholds set there, starting at EUR 175,000, is final.9Lieferkettensorgfaltspflichtengesetz (LkSG), § 1, § 2(5) to (8), § 3(1) and (3), § 9(3), § 10(2), § 22, § 24.

The retreat began in 2025 and had not ended at publication. On 1 October 2025 the BAFA, the Act's enforcement authority, announced that it would stop reviewing company reports under § 12 and § 13 LkSG with immediate effect. It would impose fines, in pending and future proceedings alike, only for particularly serious allegations, those grave by their extent, their reach or their irreversible character, and only as a last resort where serious human-rights violations had occurred.10BAFA, 'Hinweis (01.10.2025): Vereinfachungen für Unternehmen beim Lieferkettengesetz' (1 October 2025). The government's bill, Bundestag printed paper 21/2474 of 29 October 2025, would write that policy into the statute. The annual reporting duty in § 10(2) to (4) LkSG would be deleted with retroactive effect from 1 January 2023, and § 12 and § 13 LkSG with it. § 24(1) LkSG would be rewritten to four offenses, each tied to a human-rights risk under § 2(2) LkSG, namely failing to take a preventive or a remedial measure, failing to draw up or implement a remediation concept, and failing to establish a complaints procedure, with the EUR 800,000 ceiling and the 2 % turnover tier retained for the remediation offenses. Environmental risks under § 2(3) LkSG would no longer be sanctionable under the Act at all. The bill's preamble records the intention to replace the LkSG seamlessly with a statute on international corporate responsibility transposing the CSDDD, and to keep the amended Act in place until then. The Bundestag held the first reading on 16 January 2026 and referred the bill to the Ausschuss für Arbeit und Soziales. As of publication the Act stood unamended.11Deutscher Bundestag, Drucksache 21/2474 (29 October 2025), Art. 1 no 2 and no 6, Art. 2; first reading 16 January 2026; not enacted as of publication. A US group that reads the German coverage as a repeal has read a sanctions policy. Every duty in § 3(1) LkSG, from the risk analysis to the complaints procedure, stands in full, and the BAFA's restraint is an announced exercise of discretion that binds no court and no successor.

The harder problem is the one the bill defers. Art. 4(1) CSDDD as amended forbids Member States to introduce due diligence obligations diverging from those in Art. 6, Art. 8, Art. 9, Art. 10(1) to (5), Art. 11(1) to (6) and Art. 14 to Art. 16 CSDDD. Art. 1(2) CSDDD expressly allows them to adjust existing national due diligence laws, in particular their scope, to align them with the directive.12CSDDD (n 2), Art. 1(2), Art. 4(1) and (2). The LkSG diverges from the directive on almost every axis the harmonization clause names. It is triggered by 1,000 German employees rather than 5,000 group employees and EUR 1.5 billion. It reaches indirect suppliers on substantiated knowledge rather than through a risk-based scoping of the whole chain of activities, and it excludes civil liability where Art. 29(2) CSDDD presupposes it. It keeps a duty to terminate the relationship in § 7(3) LkSG where the amended directive has only suspension, and it has no information cap and no five-year monitoring cycle. Germany must transpose by 26 July 2028 and apply from 26 July 2029. The replacement statute's scope had not been published at publication. The groups with the most to lose from the transition are those inside the LkSG and outside the CSDDD, a German subsidiary with 1,200 employees in a group of 4,000, for whom the question is whether the successor keeps them. Nothing in the bill answers it, and the harmonization clause cuts both ways. A German legislator that wanted to keep the lower threshold would have to find room for it in Art. 4(2) CSDDD, which permits more stringent provisions only outside the harmonized articles.

4. Switzerland: Duties That Already Apply, and the NUFG on the Table

Switzerland is not an EU Member State and the CSDDD has no direct effect there. A Swiss group is inside the directive only as a third-country company under Art. 2(2) CSDDD, on its EU turnover. The regulatory impact assessment of 5 March 2026 cited in the Federal Council's explanatory report counted about sixty Swiss large companies caught that way. But Swiss law has carried its own duties since 1 January 2022, enacted as the indirect counter-proposal to the first Konzernverantwortungsinitiative. Art. 964a to 964c OR require public-interest companies that, together with their controlled companies, average at least 500 full-time positions and exceed CHF 20 million in total assets or CHF 40 million in turnover to publish an annual report on non-financial matters, including a description of the due diligence applied to human-rights and environmental concerns. The duty falls away where a foreign parent produces an equivalent report under foreign law. Art. 964j to 964l OR impose supply-chain due diligence and reporting duties on any company with its seat or head office in Switzerland that either brings tin, tantalum, tungsten or gold from conflict-affected and high-risk areas into free circulation in Switzerland or processes them there above the annual volumes set in the ordinance, or offers products or services in respect of which there is a reasonable suspicion of child labor. The VSoTr sets the volume thresholds by tariff heading. It exempts from the child-labor limb companies below two of the three figures of CHF 20 million in assets, CHF 40 million in turnover and 250 full-time positions, exempts companies sourcing from or producing in countries whose due diligence response the UNICEF Children's Rights in the Workplace Index rates as basic, and exempts companies applying a recognized equivalent framework in its entirety. The minerals duties must be audited by a licensed audit expert. Art. 325ter StGB punishes intentional false statements in, or omission of, those reports with a fine of up to CHF 100,000, and negligence with up to CHF 50,000.13Obligationenrecht (OR) (SR 220), Art. 964a to 964c, Art. 964j to 964l; VSoTr (SR 221.433), Art. 2, 4, 6, 7, 9, 16, Anhang 1; Strafgesetzbuch (StGB) (SR 311.0), Art. 325ter. For a device maker the minerals limb is narrower than it looks, because it keys to import and processing volumes for listed ores, concentrates, oxides and unwrought or semi-finished metals rather than to the tantalum capacitors and tin solder on a finished board. Where a component-level import sits is a customs-classification question before it is a human-rights one. The child-labor limb is wider than it looks, because it turns on products and services rather than on a listed mineral, and cobalt in a device battery is not on the minerals list at all. Whether a US parent's securities filings are an equivalent report under foreign law for the purposes of Art. 964a(2) OR is a question the provision does not answer.

The second initiative changed the horizon. The Konzernverantwortungsinitiative in its 2025 form was submitted on 27 May 2025. It proposes a new Art. 101a of the Federal Constitution under which large Swiss-domiciled companies must respect internationally recognized human rights and environmental standards abroad, exercise a risk-based due diligence that extends to their business relationships, align their activities with the international climate target, answer in damages for harm caused by companies they control, and face an independent supervisory authority with sanctioning powers, with the Confederation to secure effective legal protection for the injured. On 3 September 2025 the Federal Council decided to recommend rejection and to present an indirect counter-proposal. Under Art. 97(2) of the Parliament Act its dispatch is due by 27 November 2026.14Volksinitiative «Für verantwortungsvolle Grossunternehmen» (submitted 27 May 2025); Federal Council decision of 3 September 2025; Art. 97(2) ParlG. The counter-proposal is the NUFG, a preliminary draft adopted on 1 April 2026 and in consultation from 2 April to 9 July 2026. It transposes the Omnibus thresholds into francs. Art. 4(1)(a) VE-NUFG reaches Swiss companies that, with their controlled companies, exceed 5,000 full-time positions and CHF 1.5 billion of worldwide turnover in two consecutive years. Art. 4(2) VE-NUFG reaches foreign companies with more than CHF 1.5 billion of turnover on the Swiss market, which must then designate an authorized representative in Switzerland to deal with the authority. Art. 6 VE-NUFG restates the directive's duties, including the rule that information may be demanded from partners with fewer than 5,000 full-time positions only where it is not otherwise obtainable. Art. 5 VE-NUFG lets the Federal Council exempt companies that apply an equivalent internationally recognized framework from the modalities of implementing the duties, Art. 7 VE-NUFG requires an audited annual report, and Art. 8 VE-NUFG obliges companies to decide for themselves whether they are in scope and to notify the authority. Sustainability reporting under Art. 9 VE-NUFG moves to 1,000 full-time positions and CHF 450 million, which the explanatory report expects to reduce the reporting population from about 200 companies to about 110 while the due diligence duties would reach about thirty. Art. 964a to 964c and 964j to 964l OR and Art. 325ter StGB would be repealed and absorbed, the conflict-minerals and child-labor regime carried over unchanged, and, in line with the Omnibus, no climate transition plan would be required.15Vorentwurf NUFG (1 April 2026), Art. 2 to 9, Art. 39 to 42, Art. 45 and 46, Annex; Erläuternder Bericht, pp. 2 to 3 and 13.

Where the draft departs from the EU text is where a group's exposure changes shape. Supervision is the first departure. Art. 20 VE-NUFG turns the RAB into an Eidgenössische Revisions- und Nachhaltigkeitsaufsichtsbehörde with risk-based reviews, including on site, under Art. 23 VE-NUFG. Art. 30 VE-NUFG arms it with measures the directive never contemplated. It may prohibit conduct and order remediation and, where such an order is not complied with despite a warning, or in urgent cases without one, transfer the powers of the company's organs to a third party at the company's expense and order a company that has seriously or repeatedly breached its duties to reorganize, realign or dissolve the controlled companies that contributed to the breach. It may confiscate the profit made through the breach and exclude the company from public procurement at every level of the state for up to five years. Art. 31 VE-NUFG adds a pecuniary sanction of up to 3 % of worldwide turnover, and Art. 32 VE-NUFG adds the publication of final orders. Liability is the second. The main proposal in Art. 15 to 17 VE-NUFG makes a company subject to the duties liable for damage it caused abroad by breaching them intentionally or negligently, exclusively under that provision and with no liability for the conduct of business partners. It provides for joint and several liability among several liable companies, a limitation period of five years from knowledge and twenty from the act under Art. 18 VE-NUFG, and court-ordered disclosure of evidence under Art. 19 VE-NUFG. A variant refers to the OR alone, and the explanatory report records that a mild strict liability of Swiss parents for their foreign subsidiaries was considered and rejected. Conflict of laws is the third. A new Art. 139a IPRG would subject claims arising from breaches of these duties by Swiss-seated companies to Swiss law, with a single cantonal instance and a special conciliation procedure to hear them.16VE-NUFG (n 15), Art. 15 to 20, Art. 23, Art. 28 to 33, Annex (Art. 139a IPRG, Art. 5(1)(j) and Art. 212a to 212c ZPO); Erläuternder Bericht, p. 72. Switzerland thus proposes to legislate the very thing the Omnibus deleted, a rule that fixes the applicable law in favor of the forum. A claimant injured at a foreign site would face Swiss law against the Swiss parent in a Swiss court and, against the same group's German or Irish entity in an EU court, whatever Rome II produces. Timing is the fourth. Under Art. 46(2) VE-NUFG the law is to be published only once the initiative is withdrawn or rejected, and Art. 45 VE-NUFG keeps the old law in force for the financial year running at entry into force and for those beginning within two years after it. The Swiss regime a group must plan for in 2026 is therefore the OR regime it may already have overlooked, with a second regime behind it whose arrival depends on a popular vote that had not been scheduled at publication.

5. Strategic Considerations

The questions that decide exposure here begin with the corporate chart. For a US group, the company under Art. 2(2)(b) CSDDD is the ultimate parent if consolidated EU turnover crosses EUR 1.5 billion; an EU sub-holding controlled by that parent is not an ultimate parent within Art. 3(1)(r) CSDDD, so it is a company only if it crosses the figures of Art. 2(1)(a) CSDDD on its own. The German GmbH is a company under § 1 LkSG, the Swiss AG is a company under Art. 4(1) VE-NUFG if the Swiss sub-group is large enough, and the US parent is one under Art. 4(2) VE-NUFG only if its turnover on the Swiss market exceeds CHF 1.5 billion. Art. 6(1) CSDDD lets a parent fulfill the obligations on behalf of subsidiaries that are themselves in scope, without prejudice to those subsidiaries remaining subject to the supervisory authority's powers and to civil liability. A group-level program therefore discharges the duty while leaving each subsidiary's exposure where it was.2 Which authority supervises the parent turns, under Art. 24(3) CSDDD, on where the group has a branch or, failing one, where its EU turnover is highest. A group with a Dutch principal structure and German commercial subsidiaries may find that its transfer-pricing model has chosen its regulator.

Behind the chart sit the contracts. The same supplier code will be presented to the same active-ingredient site under three regimes with three different consequences for the same breach. Under the LkSG the consequence is a fine only within the catalog of § 24(1) LkSG, which the bill would cut from thirteen offenses to four and strip of environmental risks altogether. Under the CSDDD it is a supervisory penalty measured on group turnover and whatever a national court makes of Art. 29(2) CSDDD. Under Swiss law it is nothing until the NUFG arrives, unless the child-labor limb of Art. 964j OR already applies to the product. The cascade clause in Art. 10(2)(b) CSDDD, under which the direct partner is asked to obtain corresponding assurances from its own partners, sits beside the information cap in Art. 8(2a) CSDDD, so that a group may be obliged to ask its supplier for assurances about a sub-supplier it may not question directly. Art. 29(4) CSDDD ensures that the clause, once obtained, is evidence of effort rather than a defense. Whether a supplier code drafted in 2026 on a five-year term will still describe the duty in 2029 is a question its drafter cannot answer, because the model clauses that would tell them are due in 2027.

For a US-listed parent the feedback loops are concrete and run in both directions. A penalty decision published under Art. 27(5) CSDDD or an order published under Art. 32 VE-NUFG is a candidate for risk-factor disclosure and for a Board's review of the foreign-regulatory-action exclusions in its D&O tower. An exclusion from public procurement under § 22 LkSG or Art. 30(7) VE-NUFG is, for a company that sells to hospitals, a market-access event rather than a compliance one. A Swiss order under Art. 30(4)(c) VE-NUFG to reorganize or dissolve a foreign subsidiary is a form of administrative intervention in group structure that no US regulator wields. In the other direction, a UFLPA detention is reasonably available information for the CSDDD scoping exercise, and a European supervisory finding of forced labor in the chain is the kind of record a customs authority is entitled to read. The regimes do not merely coexist. Each generates evidence for the others.

Whether a given group sits on the right side of each of these lines depends on which entity holds the EU revenue, how the German subsidiary is staffed, what the Swiss subsidiary imports and processes, how the supplier contracts allocate information and assurance, and which of the three calendars, the German one that runs today, the EU one that starts on 26 July 2029 and the Swiss one that waits on a ballot, the group has chosen to plan against. Those are questions of structure, of drafting and of facts only the group holds, and they require analysis tailored to the entities involved and the commercial context.

REFERENCES

01
Tariff Act of 1930 § 307, 19 U.S.C. § 1307 (prohibiting the importation of goods mined, produced or manufactured wholly or in part in any foreign country by convict labor, forced labor or indentured labor under penal sanctions; the consumptive-demand exception was struck by Pub. L. No. 114-125, § 910(a), enacted 24 February 2016). Uyghur Forced Labor Prevention Act, Pub. L. No. 117-78, enacted 23 December 2021, 22 U.S.C. § 6901 note, § 3 (rebuttable presumption that goods mined, produced or manufactured wholly or in part in the Xinjiang Uyghur Autonomous Region, or by listed entities, are prohibited under 19 U.S.C. § 1307, unless the importer has fully complied with the guidance and responded to all inquiries and the Commissioner finds by clear and convincing evidence that the goods were not made with forced labor; in effect 180 days after enactment). Securities Exchange Act of 1934 § 13(p), 15 U.S.C. § 78m(p), added by section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (annual disclosure of whether necessary conflict minerals originated in the Democratic Republic of the Congo or an adjoining country and, where they did, a report describing the due diligence on source and chain of custody, including an independent private-sector audit).
02
Directive (EU) 2024/1760 of the European Parliament and of the Council of 13 June 2024 on corporate sustainability due diligence and amending Directive (EU) 2019/1937 and Regulation (EU) 2023/2859 [2024] OJ L 2024/1760 (CSDDD), in force since 25 July 2024, cited throughout in the text as amended by Directive (EU) 2025/794 and Directive (EU) 2026/470 (n 3): Art. 2(1)(a) and (b) (companies formed under the law of a Member State with more than 5,000 employees on average and a net worldwide turnover of more than EUR 1,500,000,000 in the last financial year for which annual financial statements have been or should have been adopted, and ultimate parent companies of groups reaching those thresholds on a consolidated basis), Art. 2(2)(a) and (b) (companies formed under the law of a third country that generated a net turnover of more than EUR 1,500,000,000 in the Union in the financial year preceding the last financial year, and ultimate parent companies of groups that did so on a consolidated basis), Art. 2(5) (conditions to be met in two consecutive financial years), Art. 2(7) (competent Member State for a third-country company); Art. 3(1)(f) (direct and indirect business partners) and (g) (chain of activities); Art. 5(1) (the due diligence actions); Art. 6(1) as amended (parent companies allowed to fulfil the obligations of Art. 7 to Art. 16 on behalf of subsidiaries within the scope of the Directive, without prejudice to the subsidiaries' exposure to the supervisory authority's powers under Art. 25 and to civil liability under Art. 29); Art. 23 (authorised representative of a third-country company); Art. 24(3) (competent supervisory authority for a third-country company: the Member State of its branch, or, with no branch or several, the Member State in which it generated most of its net turnover in the Union); Art. 37(1) as amended (transposition by 26 July 2028; application from 26 July 2029, the reporting measures under Art. 16 for financial years starting on or after 1 January 2030).
03
Directive (EU) 2025/794 of the European Parliament and of the Council of 14 April 2025 amending Directives (EU) 2022/2464 and (EU) 2024/1760 as regards the dates from which Member States are to apply certain corporate sustainability reporting and due diligence requirements [2025] OJ L 2025/794, Art. 2 (transposition of the CSDDD moved to 26 July 2027 and the first application wave to 26 July 2028). Directive (EU) 2026/470 of the European Parliament and of the Council of 24 February 2026 amending Directives 2006/43/EC, 2013/34/EU, (EU) 2022/2464 and (EU) 2024/1760 as regards certain corporate sustainability reporting requirements and certain corporate sustainability due diligence requirements [2026] OJ L 2026/470 (Omnibus I Directive), published 26 February 2026 and, under its Art. 6, in force on the twentieth day after publication; recital 37 (the turnover threshold of EUR 450,000,000 raised to EUR 1,500,000,000 and the employee threshold of 1,000 raised to 5,000, because the Directive can best achieve its objectives as regards the very largest companies), recital 41 (information requests to business partners with fewer than 5,000 employees only where the information cannot reasonably be obtained by other means), recital 49 (removal of the Union-wide liability regime; Member States remain free to make their transposing provisions overriding mandatory provisions within the meaning of Regulation (EC) No 864/2007), Art. 4 (amendments to Directive (EU) 2024/1760), Art. 5(1), second subparagraph (Member States to bring into force the measures necessary to comply with Art. 4 by 26 July 2028).
04
CSDDD (n 2), Art. 25(5) (powers of supervisory authorities to order the cessation of infringements and the refraining from repetition, to order remediation where appropriate, to impose penalties and to adopt interim measures), Art. 27(4) as amended (Member States to ensure that the maximum limit of pecuniary penalties is set at 3 % of the net worldwide turnover of the company in the financial year preceding the decision or, for ultimate parent companies under Art. 2(1)(b) and (c) and Art. 2(2)(b) and (c), 3 % of the net consolidated worldwide turnover at the level of the ultimate parent company; the provision in its original form required a maximum limit of not less than 5 % of net worldwide turnover), Art. 27(5) (penalty decisions published and kept publicly available for at least five years), Art. 36(2) as amended (Commission report by 26 July 2031 and every five years thereafter, assessing among other things whether the thresholds should be revised, in particular whether companies with a turnover of more than EUR 450,000,000 and more than 1,000 employees, and companies operating in high-risk sectors, should be covered).
05
Regulation (EU) 2024/3015 of the European Parliament and of the Council of 27 November 2024 on prohibiting products made with forced labour on the Union market and amending Directive (EU) 2019/1937 [2024] OJ L 2024/3015, Art. 3 (economic operators shall not place or make available on the Union market products that are made with forced labour, nor export such products) and Art. 39 (application from 14 December 2027, with the institutional provisions in Art. 5(3), 7, 8, 9(2), 11, 33, 35 and 37(3) applying from 13 December 2024).
06
CSDDD (n 2), Art. 29 as amended by the Omnibus I Directive (n 3): paragraph 1 (the Union-wide civil liability of a company for damage caused by an intentional or negligent failure to comply with Art. 10 and Art. 11, with the exclusion of liability for damage caused only by business partners) and paragraph 7 (overriding mandatory application of the transposing provisions) are deleted; Art. 29(2) as amended (where a company is held liable pursuant to national law for damage caused by a failure to comply with the due diligence requirements under the Directive, the injured persons have a right to full compensation, without overcompensation), Art. 29(3) (limitation period of at least five years, cost of proceedings not prohibitively expensive, injunctive measures, court-ordered disclosure of evidence in the company's control), Art. 29(4) as amended (companies that have participated in industry or multi-stakeholder initiatives, or used independent third-party verification or contractual clauses, may nevertheless be held liable in accordance with national law), Art. 29(5) and (6). Regulation (EC) No 864/2007 of the European Parliament and of the Council of 11 July 2007 on the law applicable to non-contractual obligations (Rome II) [2007] OJ L199/40, Art. 4(1) (law of the country in which the damage occurs), Art. 7 (environmental damage: the person seeking compensation may choose the law of the country in which the event giving rise to the damage occurred) and Art. 16 (overriding mandatory provisions of the forum).
07
CSDDD (n 2), Annex, Part I, Section 1, point 6 (the right to just and favourable conditions of work, including a fair wage and an adequate living wage, safe and healthy working conditions and reasonable limitation of working hours), points 9 and 10 (child labour and its worst forms), point 11 (forced or compulsory labour), point 13 (freedom of association, assembly, organisation and collective bargaining) and point 15 (the prohibition of causing any measurable environmental degradation, such as harmful soil change, water or air pollution, harmful emissions, excessive water consumption, degradation of land or other impact on natural resources, that substantially impairs the natural bases for the preservation and production of food, denies a person access to safe and clean drinking water, makes it difficult for a person to access sanitary facilities or destroys them, harms a person's health, safety, normal use of land or lawfully acquired possessions, or substantially adversely affects ecosystem services); Annex, Part II, point 1 (the obligation to avoid or minimise adverse impacts on biological diversity, interpreted in line with Art. 10(b) of the Convention on Biological Diversity, including the obligations of the Cartagena Protocol and of the Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from their Utilization); Art. 3(1)(b) (adverse environmental impact defined by reference to Part I, Section 1, points 15 and 16, and Part II of the Annex, taking into account national legislation linked to the provisions of the instruments listed there). Regulation (EU) No 511/2014 of the European Parliament and of the Council of 16 April 2014 on compliance measures for users from the Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from their Utilization in the Union [2014] OJ L150/59, Art. 4(1) (users to exercise due diligence to ascertain that genetic resources and associated traditional knowledge were accessed in accordance with applicable access and benefit-sharing legislation and that benefits are shared on mutually agreed terms).
08
CSDDD (n 2), Art. 8(2) as amended (a scoping exercise based solely on reasonably available information to identify the general areas where adverse impacts are most likely to occur and to be most severe, followed by an in-depth assessment of those areas), Art. 8(2a) (information may be requested from business partners only where necessary and, from partners with fewer than 5,000 employees, only when it cannot reasonably be obtained by other means; where impacts are equally likely or equally severe in several areas, assessment of areas involving direct business partners may be prioritised), Art. 8(3) (use of independent reports, digital solutions, industry and multi-stakeholder initiatives and the notification and complaints channels), Art. 3(1)(u) (risk factors, including whether the business partner is not a company covered by the Directive or by other comparable mandatory sustainability due diligence legal acts), Art. 9(4) (no penalties for not having addressed a less significant adverse impact where prioritisation was carried out under that Article), Art. 10(2)(b) (contractual assurances from a direct business partner, including corresponding assurances from its partners to the extent that their activities are part of the company's chain of activities), Art. 10(2)(e) (targeted and proportionate support to SME business partners), Art. 10(5) (measures to verify compliance; fair, reasonable and non-discriminatory terms for SMEs; the company bears the cost of independent third-party verification carried out in relation to SMEs), Art. 10(6) as amended (as a last resort, refraining from new or extended relationships, suspension where the governing law so entitles the company, an enhanced prevention action plan, and the prior assessment of whether suspension would be manifestly more severe; Member States to provide an option to suspend in contracts governed by their laws; the original text's duty to terminate the relationship where the potential adverse impact was severe and the enhanced plan had failed no longer appears), Art. 11(7) as amended (the corresponding rule for actual adverse impacts), Art. 12 (remediation where the company caused or jointly caused the actual adverse impact), Art. 15 as amended (periodic assessments at least every five years), Art. 18 (Commission guidance on voluntary model contractual clauses by 26 July 2027), Art. 19(3) as amended (general guidelines under Art. 19(2)(a), (d) and (e) by 26 July 2027; the remainder by 26 July 2028).
09
Gesetz über die unternehmerischen Sorgfaltspflichten zur Vermeidung von Menschenrechtsverletzungen in Lieferketten (Lieferkettensorgfaltspflichtengesetz, LkSG) vom 16. Juli 2021 (BGBl. I S. 2959), in force since 1 January 2023: § 1(1) (companies with their head office, principal establishment, administrative seat or registered seat in Germany employing as a rule at least 3,000 employees in Germany, and foreign companies with a registered branch under § 13d HGB in Germany employing at least 3,000 employees there; both thresholds 1,000 employees from 1 January 2024), § 1(3) (employees in Germany of all group companies attributed to the parent within affiliated companies under § 15 AktG), § 2(5) to (8) (supply chain, own business area, direct supplier, indirect supplier), § 3(1) (the due diligence duties: risk management, internal responsibility, regular risk analyses, policy statement, preventive measures in the own business area and towards direct suppliers, remedial measures, complaints procedure, duties in respect of indirect suppliers, documentation and reporting), § 3(3) (a breach of the duties under the Act does not give rise to civil liability; liability founded independently of the Act remains unaffected), § 7(2) and (3) (temporary suspension of the business relationship as a measure within a concept to end or minimise a breach at a direct supplier; termination required only where the breach is assessed as very serious, the concept's measures have brought no remedy on expiry of the time set, no milder means are available and an increase in leverage does not appear promising), § 9(3) (duties in respect of indirect suppliers on substantiated knowledge of a possible breach), § 10(2) (annual report, to be published within four months of the end of the financial year), § 22(1) and (2) (exclusion from the award of public contracts for up to three years after a final fine of at least EUR 175,000, with higher thresholds for the turnover-based and higher fine bands), § 24(1) to (3) (the thirteen administrative offences; fines of up to EUR 800,000, EUR 500,000 or EUR 100,000 depending on the offence; for legal persons with an average annual turnover above EUR 400,000,000, up to 2 % of average annual turnover for failing to take a remedial measure or to draw up or implement a concept under § 7(2)) and § 24(5) (the Bundesamt für Wirtschaft und Ausfuhrkontrolle as the administrative authority).
10
Bundesamt für Wirtschaft und Ausfuhrkontrolle, 'Hinweis (01.10.2025): Vereinfachungen für Unternehmen beim Lieferkettengesetz' (1 October 2025), announcing, with reference to the coalition agreement and the Federal Cabinet's decision of 3 September 2025 on a bill to amend the LkSG (n 9), that the BAFA would with immediate effect discontinue the review of company reports under § 12 and § 13 LkSG, initiate further communication measures beyond its dialogue-based review approach, and, in pending and future administrative-offence proceedings alike, impose fines only for serious allegations within the meaning of the coalition agreement, namely where the remaining offences are particularly grave on account of their extent, their reach or their irreversible character, examined case by case under a very restrictive discretion to take up a matter, and only as a last resort where serious human-rights violations have occurred.
11
Deutscher Bundestag, Drucksache 21/2474 (29 October 2025), Gesetzentwurf der Bundesregierung, Entwurf eines Gesetzes zur Änderung des Lieferkettensorgfaltspflichtengesetzes (Entlastung der Unternehmen durch anwendungs- und vollzugsfreundliche Umsetzung), preamble under A (the LkSG to be seamlessly replaced by a Gesetz über die internationale Unternehmensverantwortung transposing the CSDDD, and adapted in the transitional period) and B (the reporting duty is removed; the due diligence duties themselves continue to apply; breaches are sanctioned only where serious), Art. 1 no 2 (§ 10 LkSG retitled Dokumentationspflicht, paragraphs 2 to 4 deleted), no 3 (§ 12 and § 13 LkSG deleted), no 5 (§ 22(2) LkSG adjusted) and no 6 (§ 24(1) LkSG replaced by four offences, each in respect of a human-rights risk under § 2(2) LkSG: failing to take a preventive measure contrary to § 6(1), failing to take a remedial measure contrary to § 7(1), failing to draw up or implement a concept contrary to § 7(2) or § 9(3) no 3, and failing to ensure that a complaints procedure is established contrary to § 8(1); § 24(2) LkSG replaced by a fine of up to EUR 800,000; § 24(3) LkSG adjusted so that the turnover-based fine applies to the remedial-measure and § 7(2) concept offences), Art. 2 (entry into force on the day after promulgation, with Art. 1 no 1 to no 4 taking effect retroactively from 1 January 2023), with the Bundesrat's opinion of its 1058th session of 17 October 2025 and the Federal Government's counter-statement annexed. The bill received its first reading in the Bundestag on 16 January 2026, together with two opposition motions (Drucksachen 21/3613 and 21/2574), and was referred to the committees with the Ausschuss für Arbeit und Soziales in the lead; as of publication it had not been enacted and the LkSG (n 9) stood in its 2021 text.
12
CSDDD (n 2), Art. 1(2) as amended (the Directive is no ground for reducing existing national protection, but does not prevent Member States from adjusting national corporate sustainability due diligence laws applicable at the time of its adoption, in particular their scope, with a view to aligning them with the Directive), Art. 4(1) as amended (Member States shall not introduce, in their national law, provisions within the field covered by the Directive laying down human rights and environmental due diligence obligations diverging from those laid down in Art. 6, Art. 8 and Art. 9, Art. 10(1) to (5), Art. 11(1) to (6) and Art. 14 to Art. 16) and Art. 4(2) (more stringent or more specific national provisions permitted outside those Articles).
13
Bundesgesetz betreffend die Ergänzung des Schweizerischen Zivilgesetzbuches (Fünfter Teil: Obligationenrecht, OR) vom 30. März 1911 (SR 220), Art. 964a to 964c (report on non-financial matters by companies of public interest within the meaning of Art. 2(c) RAG that, together with the companies they control, have at least 500 full-time positions on annual average and exceed total assets of CHF 20 million or turnover of CHF 40 million in two consecutive financial years; exemption for companies controlled by a company to which the duty applies or which must prepare an equivalent report under foreign law; content including the due diligence applied; approval, publication and retention) and Art. 964j to 964l (due diligence and reporting duties in the supply chain for companies with their seat, head office or principal establishment in Switzerland that bring minerals or metals containing tin, tantalum, tungsten or gold from conflict-affected and high-risk areas into free circulation in Switzerland or process them there, or that offer products or services in respect of which there is a reasonable suspicion of child labour; management system, supply-chain policy, traceability, risk management plan, audit of the minerals duties by an independent expert, annual report), both sections inserted by the federal act of 19 June 2020 as the indirect counter-proposal to the popular initiative «Für verantwortungsvolle Unternehmen – zum Schutz von Mensch und Umwelt», in force since 1 January 2022. Verordnung über Sorgfaltspflichten und Transparenz bezüglich Mineralien und Metallen aus Konfliktgebieten und Kinderarbeit (VSoTr) vom 3. Dezember 2021 (SR 221.433), Art. 2(1)(b) (supply chain), Art. 4 and Anhang 1 (annual import and processing volumes by tariff heading below which a company is exempt; the volumes refer to the whole group), Art. 6 (exemption for small and medium-sized companies that, with the companies they control, fall below two of the three figures of CHF 20 million in total assets, CHF 40 million in turnover and 250 full-time positions in two consecutive financial years), Art. 7 (exemption for companies with low risks in the area of child labour, presumed where products are sourced or manufactured, or services mainly sourced or provided, in countries whose due diligence response the UNICEF Children's Rights in the Workplace Index classifies as basic), Art. 8 (no exemption where products or services are obviously made or provided using child labour), Art. 9 and Anhang 2 (exemption for companies that apply an internationally recognised equivalent framework in its entirety and report on it) and Art. 16 (annual audit of the minerals and metals duties by an audit firm licensed by the Eidgenössische Revisionsaufsichtsbehörde as an audit expert). Schweizerisches Strafgesetzbuch (StGB) vom 21. Dezember 1937 (SR 311.0), Art. 325ter (a fine of up to CHF 100,000 for whoever intentionally makes false statements in, or omits, the reports under Art. 964a, 964b and 964l OR or fails to retain and document them under Art. 964c and 964l OR; up to CHF 50,000 for negligence).
14
Eidgenössische Volksinitiative «Für verantwortungsvolle Grossunternehmen – zum Schutz von Mensch und Umwelt» (Konzernverantwortungsinitiative), BBl 2025 7 and BBl 2025 1853, submitted to the Bundeskanzlei with the required signatures on 27 May 2025, proposing a new Art. 101a of the Bundesverfassung (large companies domiciled in Switzerland to respect internationally recognised human rights and international environmental standards abroad and to exercise the necessary risk-based due diligence extending to their business relationships; the Confederation may regulate activities in sectors with high risks; alignment of business activities with the international target for limiting global warming, including concrete targets for reducing direct and indirect greenhouse-gas emissions; liability of a company that breaches its due diligence for damage caused by the companies it controls, including in cross-border situations; effective legal protection for the injured, in particular through appropriate rules of evidence; effective, independent supervision with proportionate sanctions). Schweizerischer Bundesrat, decision of 3 September 2025 to recommend rejection of the initiative and to present an indirect counter-proposal that does not go beyond the future EU provisions and takes account of recognised international standards, and Art. 97(2) of the Bundesgesetz über die Bundesversammlung (Parlamentsgesetz, ParlG) vom 13. Dezember 2002 (SR 171.10) (draft decisions and a dispatch to be submitted to Parliament by 27 November 2026), both as recorded in the explanatory report cited at n 15, sections 1.1.2.3 and 1.1.2.4.
15
Eidgenössisches Justiz- und Polizeidepartement, Vorentwurf Bundesgesetz über die nachhaltige Unternehmensführung (NUFG) (VE-NUFG) and Erläuternder Bericht, 'Indirekter Gegenvorschlag (Bundesgesetz über die nachhaltige Unternehmensführung) zur Volksinitiative «Für verantwortungsvolle Grossunternehmen – zum Schutz von Mensch und Umwelt»: Eröffnung des Vernehmlassungsverfahrens' (Bern, 1. April 2026), consultation 2025/116 open from 2 April to 9 July 2026: Art. 1 (subject matter, including the liability of companies subject to the due diligence duties and state supervision), Art. 2(2) (third-country companies subject to Art. 4(2) to (4)), Art. 3 (Aktivitätskette and Geschäftspartner, mirroring Art. 3(1)(g) and (f) CSDDD), Art. 4(1)(a) (Swiss companies that, together with the companies they control, have more than 5,000 full-time positions on annual average and a worldwide turnover of more than CHF 1,500 million in two consecutive financial years), Art. 4(2)(a) (companies formed under the law of a third country with a turnover of more than CHF 1,500 million on the Swiss market in the past financial year) and Art. 4(4) (designation of an authorised representative in Switzerland to cooperate with the supervisory authority), Art. 5 (exemption from the modalities of the due diligence duties for companies that comply with an equivalent, internationally recognised framework designated by the Federal Council), Art. 6 (the due diligence duties, including, in paragraph 4, that information may be demanded from business partners with fewer than 5,000 full-time positions only where it is not otherwise obtainable), Art. 7 (documentation and an audited annual report, published within six months of the end of the financial year), Art. 8 (duty to examine whether the company is subject to the duties and to notify the supervisory authority), Art. 9 (sustainability report by Swiss companies with more than 1,000 full-time positions and a worldwide turnover of more than CHF 450 million in two consecutive financial years, and by Swiss subsidiaries and branches of foreign companies with more than CHF 450 million of turnover on the Swiss market), Art. 39 to 41 (due diligence and transparency regarding minerals and metals from conflict areas and child labour, carried over from Art. 964j to 964l OR), Art. 42 (fine of up to CHF 100,000 for intentional false statements in or omission of the reports), Art. 45 (the previous law continues to apply to financial years running at entry into force and to those beginning within the first two years after it), Art. 46(2) (publication in the Bundesblatt once the popular initiative has been withdrawn or rejected) and the Annex (repeal of Art. 964a to 964c and 964j to 964l OR and of Art. 325ter StGB; amendments to the RAG). Erläuternder Bericht, Übersicht (pp. 2 to 3: the regulatory impact assessment of 5 March 2026 finds about 60 Swiss large companies directly subject to the CSDDD third-country rule and about 115 to the CSRD third-country rule; under the counter-proposal about 110 companies would be subject to reporting and about 30 to the due diligence duties; no duty to draw up climate transition plans, in line with the Omnibus Directive) and section 5.3 (about 200 companies subject to reporting under the OR as it stands, against about 110 under the counter-proposal).
16
VE-NUFG (n 15), Art. 15 (the OR applies to liability unless the Act provides otherwise; companies subject to the Act are not liable for the conduct of business partners), Art. 16 (companies obliged to comply with the due diligence duties under Art. 4 to Art. 7 that breach them intentionally or negligently are liable for the damage they caused abroad; liability governed exclusively by that provision), Art. 17 (joint and several liability), Art. 18 (limitation of five years from knowledge of the damage and of the liable person, and in any event twenty years from the act), Art. 19 (disclosure of evidence on a prima facie showing), the variant to Art. 15 to Art. 17 (reference to the OR and exclusion of liability for business partners, without the special head of liability for damage caused abroad), Art. 20 (supervision by the Eidgenössische Revisions- und Nachhaltigkeitsaufsichtsbehörde), Art. 23 (risk-based reviews, including on site), Art. 28 and Art. 29 (cooperation with foreign authorities and cross-border audit acts), Art. 30(3) to (7) (administrative measures: prohibition of conduct and orders for remedial measures; where an order is not complied with, performance at the company's cost or transfer of the powers of the company's organs to a third party; in the event of serious or repeated breach, an order to reorganise, change the purpose of, strategically realign or dissolve the controlled companies that contributed to the breach; confiscation of the profit obtained; exclusion from public contracts of the Confederation, the cantons and the communes for up to five years), Art. 31 (pecuniary administrative sanction of up to 3 % of the company's worldwide turnover in the past financial year), Art. 32 (publication of final orders in the event of serious breaches), and the Annex (a new Art. 139a IPRG under which claims arising from the breach of due diligence, transparency and reporting duties for the protection of human rights and the environment by companies with their seat, head office or principal establishment in Switzerland are governed by Swiss law; a new Art. 159a IPRG; a new Art. 5(1)(j) ZPO designating a single cantonal instance; new Art. 212a to 212c ZPO on a special cantonal conciliation authority). Erläuternder Bericht (n 15), section on the third chapter (p. 72: the fault-based liability implements the EU requirement of full compensation under Art. 29(2) CSDDD; the bases of liability under Art. 41 and Art. 55 OR are displaced within its scope; a mild strict liability of Swiss parent companies for their controlled companies abroad, limited to damage to life, limb and property, was examined and rejected).

Where one group's supply chain answers to the CSDDD, the LkSG and Swiss law at once, which entity owes which duty, and to whom, is a matter for tailored analysis.

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